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Compliance Analyst/Officer
📑 Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accorda ...
- 🏢 CB Canada
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Associate Compliance Officer
📑 Application Deadline: 05/02/2024Address: 100 King Street WestJob Family Group:Audit, Risk & ComplianceThis is an entry level role on the compliance team that helps the compliance team members with questions related to use of the internal system. You will help manage a high-volume email inbox and respond b ...
- 🏢 BMO
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Chief Compliance Officer
📑 What You Bring Experience : Have 10+ years of work experience in compliance and have prior experience working as a Chief Compliance Officer, or a senior position in a compliance department. Education : You have an undergraduate degree in Finance, Business, Economics or any relevant degree and have passed the Canadian Securities Cour ...
- 🏢 CC&L Private Capital
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Chief Compliance Officer
📑 Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matter reviews, cove ...
- 🏢 BJRC Recruiting
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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Chief Compliance Officer
📑 Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matter reviews, cove ...
- 🏢 BJRC Recruiting
- 📌 Toronto, ON, Canada
- 💼 other general
- ⌚ 3 days ago
- 🔖 Full Time
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Chief Compliance Officer
📑 Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matter reviews, cove ...
- 🏢 BJRC Recruiting
- 📌 Toronto, ON, Canada
- 💼 other general
- ⌚ 3 days ago
- 🔖 Full Time
🔗 View Salary and Additional Details 🎯 Get Your Ai Resume Score for this Job
Chief Compliance Officer
📑 Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matt ...
- 🏢 BJRC Recruiting
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 4 days ago
- 🔖 Full Time
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Project Control Officer
📑 Project Control Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Project Control Officer. Project Control Officer – Job Description The Project Control Officer is assigned the work by the Program Director. Under direct supervision of the Director/PMs - t ...
- 🏢 CB Canada
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 11 days ago
- 🔖 Full Time
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Registration Officer - Securities and Regulatory
📑 Registration Officer - Securities & Regulatory On behalf of our client in the Banking Sector, PROCOM is looking for a Registration Officer - Securities & Regulatory. Registration Officer - Securities & Regulatory – Job Description Champions a customer focused culture to deepen client ...
- 🏢 CB Canada
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Senior Manager, Compliance and Legal
📑 To ApplySubmit your resume and a cover letter explaining how your qualifications and experience make you a suitable candidate for this position [email protected] “Your Name – Senior Manager, Compliance” in the subject line. UTAM thanks all applicants but will only respond to candidates selected for an interview.About UTAMUn ...
- 🏢 University of Toronto Asset Management Corporation
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 1 days ago
- 🔖 Full Time
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Compliance Officer, Registrations (Insurance & Continuing Education)
📑 JOB OVERVIEW:We are currently seeking a Compliance Officer, Registrations (Insurance & Continuing Education) to join our Compliance/Registrations Department. The Registration Department is responsible for the management / administration of licensing and registration for the affiliated member firms of CI Financial registered with the Canadian Invest ...
- 🏢 CI Financial
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Compliance Counsel
📑 Overview Arthur J. Gallagher (Gallagher), a NYSE-listed global Fortune 500 company, is a market leader in the financial services, insurance and brokerage industry. Gallagher has enjoyed an unrivalled reputation for ethics and compliance, recognized by the “Ethisphere Institute” for 12 straight years. To support its growth, Gall ...
- 🏢 Gallagher
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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Questrade | Director, Derivatives Compliance
📑 Job description:Assist the Chief Compliance Officer in the oversight of Derivatives activities and in ensuring Questrade operates within the rules and regulations prescribed by the IIROC and other provincial and territorial securities commissions, regulators and legislatures. Lead and manage a compliance team to administer Questrade’s compliance an ...
- 🏢 BestForexBonus.com
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 5 days ago
- 🔖 Full Time
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(Senior) Tax & Compliance Officer
📑 About the Opportunity Manage external service providers in numerous jurisdictions so that tax and business objectives are met in a cost-efficient and timely manner Collaborate in the planning process and execution of repatriation transactions to identify any tax withholding and liability issues, and propos ...
- 🏢 Lannick
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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(Senior) Tax & Compliance Officer
📑 About the Company Our client is a large family office. They are looking for a Tax Manager reporting to the CFO Why Work Here Team is supportive of growth and development Family-owned company; collaborative environment Opportunities for advancement with performance (potential for growth a ...
- 🏢 Vaco
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 5 days ago
- 🔖 Full Time
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Senior Manager, Compliance and Legal
📑 To ApplySubmit your resume and a cover letter explaining how your qualifications and experience make you a suitable candidate for this position to [email protected]. Include “Your Name – Senior Manager, Compliance” in the subject line. UTAM thanks all applicants but will only respond to candidates selected for an interview. About UTAMUnivers ...
- 🏢 University of Toronto Asset Management Corporation
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 9 days ago
- 🔖 Full Time
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Treasurer/Chief Financial Officer (Remote)
📑 Treasurer/Chief Financial Officer (Remote)Date posted7 January 2024Employment TypeDescriptionJob Title:Volunteer Chief Financial OfficerJourney to Diversity Workplacesis both an experiment and a project. Haven't you ever wished you could work somewhere better? Somewhere where they went out of their way to not only appreciate ...
- 🏢 J2dw
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 11 days ago
- 🔖 Full Time
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Director, HIPAA Compliance- Remote
📑 The Director HIPAA Compliance will ensure that the organization complies with all privacy laws and regulations while safeguarding sensitive information. They will also ensure that any privacy violations are fully investigated, and appropriate reports are delivered to internal and external stakeholders in a timely manner. They will also develop and ...
- 🏢 Sharecare, Inc.
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 5 days ago
- 🔖 Full Time
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Sr. Compliance Officer, Compliance Reporting and Data Governance
📑 Sr. Compliance Officer, Compliance Reporting and Data Governance page is loadedSr. Compliance Officer, Compliance Reporting and Data GovernanceApplylocationsToronto, ON, CANtime typeFull timeposted onPosted 3 Days Agojob requisition idR240009618Application Deadline:04/25/2024Address:100 King Street WestJob Family Group:Audit, Risk & Com ...
- 🏢 Bank of Montreal
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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Bilingual Senior Compliance Officer, Complaints
📑 JOB OVERVIEWThis role will ensure all assigned complaints, privacy incidents, internal or regulatory investigations (“Reportable Matters”) are handled in a fair, transparent, objective, and factual manner in accordance with the Complaints and Regulatory Investigation (“CRI”) Team policy and regulatory guidelines.WHAT YOU WILL DOAid the Director of ...
- 🏢 CI Global Asset Management
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 5 days ago
- 🔖 Full Time
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Academic and Compliance Officer (FT)
📑 ABM College is one of the leading career training institutions in Alberta, Manitoba and Ontario. Throughout its history, ABM College has provided students with professional training, academic knowledge, and the right skill set to meet employment market demands.ABM College is currently looking for a highly experienced, dynami ...
- 🏢 ABM College
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 6 days ago
- 🔖 Full Time
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Bilingual Senior Compliance Officer, Complaints
📑 JOB OVERVIEWThis role will ensure all assigned complaints, privacy incidents, internal or regulatory investigations (“Reportable Matters”) are handled in a fair, transparent, objective, and factual manner in accordance with the Complaints and Regulatory Investigation (“CRI”) Team policy and regulatory guidelines.WHAT YOU WILL DOAid the Director of ...
- 🏢 CI Global Asset Management
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 6 days ago
- 🔖 Full Time
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Bilingual Senior Compliance Officer, Complaints
📑 JOB OVERVIEWThis role will ensure all assigned complaints, privacy incidents, internal or regulatory investigations (“Reportable Matters”) are handled in a fair, transparent, objective, and factual manner in accordance with the Complaints and Regulatory Investigation (“CRI”) Team policy and regulatory guidelines.WHAT YOU WILL DOAid the Director of ...
- 🏢 CI Global Asset Management
- 📌 Toronto, ON, Canada
- 💼 other general
- ⌚ 7 days ago
- 🔖 Full Time
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Bilingual Senior Compliance Officer, Complaints
📑 JOB OVERVIEWThis role will ensure all assigned complaints, privacy incidents, internal or regulatory investigations (“Reportable Matters”) are handled in a fair, transparent, objective, and factual manner in accordance with the Complaints and Regulatory Investigation (“CRI”) Team policy and regulatory guidelines.WHAT YOU WILL DOAid the Director of ...
- 🏢 CI Global Asset Management
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 11 days ago
- 🔖 Full Time
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Wealth Management Regulatory Compliance Officer
📑 Description: These roles are within one of our large Canadian banking clients' wealth management compliance groups. On a day to day basis, successful candidates will be responsible for the following: - Attend meetings with team members and stakeholders to determine what changes in regulatory requirements are coming and the controls associ ...
- 🏢 Aston Carter
- 📌 Toronto, Ontario, Canada
- 💼 Other General
- ⌚ 514 days ago
- 🔖 Full Time
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Chief Information Security Officer
📑 What's the opportunity?Reporting to the Chief Information Officer, the Chief Information Security Officer (CISO) is a pivotal leadership role tasked with safeguarding Zafin's digital assets, information systems, and data against cyber threats. This role embodies the company's core values, leading by example to foster a culture of security awareness ...
- 🏢 Zafin and Fasken Martineau DuMoulin LLP
- 📌 Toronto, Canada, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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Compliance Counsel
📑 Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence. As part of our team, you'll be the architect of protection, safeguarding businesses and empowering their ambitions. Together, we'll build a leg ...
- 🏢 Arthur J. Gallagher & Co. (AJG)
- 📌 Old Toronto, Canada, Canada
- 💼 other general
- ⌚ 12 days ago
- 🔖 Full Time
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Director Oaapp Affirmative Action
📑 U W-MADISON DIV. CONTINUING STUDIESDirector Oaapp Affirmative ActionMADISON ,WisconsinApply NowJOB REQUIREMENTS: Job Summary: The Division of Diversity, Equity, andEducational Achievement (DDEEA), the central convener and leader forcampus-wide diversity and inclusion efforts at the University ofWisconsin- Madison, is seeking a Director to lead the ...
- 🏢 U W-MADISON DIV. CONTINUING STUDIES
- 📌 Toronto, Canada, Canada
- 💼 office and administrative support
- ⌚ 8 hours ago
- 🔖 Full Time
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Compliance & Operations Executive
📑 Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alter ...
- 🏢 Bridgeport Asset Management Inc.
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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Compliance Officer, LRC Fixed Term/Secondment
📑 Application Deadline: 05/05/2024Address:100 King Street West Reporting to Senior Manager Retail Compliance, the Compliance Officer is to aid in executing the management of all regulatory compliance and risk management issues for BMO Nesbitt Burns (BMO NB). The Compliance Officer is responsible for ensuring that the re ...
- 🏢 BMO
- 📌 Toronto, Ontario, Canada
- 💼 business and financial operations
- ⌚ 1 days ago
- 🔖 Full Time
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Chief Audit Officer
📑 Prime TherapeuticsChief Audit OfficerMadison ,WisconsinApply NowOur work matters. We help people get the medicine they need to feel better and live well. We do not lose sight of that. It fuels our passion and drives every decision we make.Job Posting TitleChief Audit OfficerJob DescriptionPurposeThe Vice President Internal Audit ...
- 🏢 Prime Therapeutics
- 📌 Toronto, Canada, Canada
- 💼 business and financial operations
- ⌚ 8 hours ago
- 🔖 Full Time
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Payroll Director - Remote
📑 About HighspotHighspot is pioneering the category that is fundamentally changing the way companies increase sales productivity. On a mission to transform the way millions of people work with sales enablement, Highspot is committed to building breakthrough software with a spark of magic. We believe a great place to work is about more than the wo ...
- 🏢 Highspot, Inc.
- 📌 Toronto, Canada, Canada
- 💼 office and administrative support
- ⌚ 8 hours ago
- 🔖 Full Time
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Deputy AML and Privacy Officer and Head of Compliance Strategy
📑 **Description** **You Lead the Way. We’ve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ ...
- 🏢 American Express
- 📌 Toronto, Ontario, Canada
- 💼 other general
- ⌚ 8 hours ago
- 🔖 Full Time
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There are currently 4165 live jobs available for Compliance officer in Toronto according to Canada Jobs.
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Compliance officer Jobs nearby Toronto