To compile all units monthly, quarterly, half-yearly and yearly compliance report for submission
To compile ad-hoc compliance report, incident, and request from AQM Compliance unit head and Consumer Compliance/Compliance Monitoring or any other business entity.
Assisting as a gateway when need arises with government agencies/regulator such as LEA / Regulated external party
Review AQM’s Standard Operating Procedures (SOP) and ensure SOPs align with regulatory requirements and compliance standards.
To attend to Matched Mule Account Listing (when in need) and distribute to all business units.
To prepare and circulate internal circulars and guidelines.
To prepare and perform quarterly clean desk exercises and call tree plan.
To prepare E-Acknowledgement for internal circulars, guidelines, policies and circulate to all AQM, KBC staff.