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Senior Portfolio Compliance Officer

Company

Hire Resolve

Location

cape town, western cape

Type

Full-time

Description: The Senior Portfolio Compliance Officer will be responsible for overseeing and managing the compliance activities related to the company's investment portfolios. This role will play a key part in ensuring that the organization adheres to all relevant regulatory and compliance requirements, including internal policies and procedures.

Responsibilities

  • Develop, implement, and maintain compliance policies and procedures for the company's investment portfolios
  • Monitor the portfolios to ensure compliance with regulatory requirements, investment guidelines, and set limits
  • Conduct regular compliance reviews and audits to identify any potential issues or violations
  • Coordinate with internal teams, external vendors, and regulatory authorities to resolve compliance-related matters
  • Provide guidance and training to portfolio managers and other stakeholders on compliance best practices
  • Stay up-to-date on indu...

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