Senior Paraplanner

Our client is a very well respected and privately owned firm of Independent Financial Advisers in Macclesfield. They are currently recruiting a Senior Paraplanner to provide high quality technical support to the Financial Planners.

The role of the Paraplanner is to support the Financial Planners and other staff when informing and advising Clients on their financial strategies, plans, products and investments.

General accountabilities

Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times.

Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times.

Follow closely the Centralised Investment Proposition (CIP) and other advice guidelines.

Follow the Advice Proces...