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Senior Officer, Operational Compliance Services | DAY 1 HMO

Company

Y-Axis

Location

, , philippines, , , philippines

Type

Full-time

Senior Officer, Operational Compliance Services | DAY 1 HMO at IQ-EQ

Employment Type: Full Time

Work Location: Remote (Telecommute)

Responsibilities

  • AMLCO / MLRO Reporting & Governance
    • Collect, evaluate, and review data required for AMLCO & MLRO reports for Cayman Islands entities.
    • Draft AML reports for AMLCO appointments.
    • Maintain and organize supporting data files.
    • Prepare risk assessments for AMLCO appointments.
    • Collect downstream investment activity and prepare analysis.
    • Attend board meetings to support AMLCO & MLRO.
    • Assist AMLCO in delivering AML training sessions.
    • Ensure reporting deadlines are met.
  • KYC / AML Review & Testing
    • Review AML/KYC deliverables across all complexity levels.
    • Conduct investor KYC testing and recommend enhancements.
    • Validate risk assessment decisions.
    • Review CDD/EDD do...

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