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Senior Manager - PIT

Company

Nuvama Group

Location

mumbai, maharashtra

Type

Full-time

Years of Experience - 5 to 10 years


Roles & Responsibilities:


  1. Thorough knowledge of SEBI (Prevention of Insider Trading) Regulations and Circulars/notifications issued thereunder from time to time
  2. Drafting the Policies and FAQs for the Prevention of Insider Trading both for a listed Company and a SEBI registered intermediary
  3. Defining and disseminating the various processes as may be required to give effect to the provisions of the Policies
  4. Making changes/modifications in the policies from time to time as required and disseminating the same to all employees
  5. Owning and maintaining/operating the System which is used to provide approvals/rejections to employees for trading in the securities market. Undertaking the changes/modifications in the system as required in coordination with the Tech team
  6. Regular reviews and audits to ascertain if the systems/processes are working as anticipated
  7. Obtain...

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