Senior Manager – Compliance
Reports To: Director of Compliance
Location: Abu Dhabi
Direct Reports: To Be Confirmed
Key Accountabilities Regulatory Compliance Delivery - Provide ongoing compliance and AML support to clients.
- Draft, implement, and manage compliance and AML frameworks.
- Ensure adherence to local and international regulatory requirements.
Audit & Monitoring - Coordinate internal and external audits.
- Conduct compliance reviews and spot checks.
- Identify and remediate control weaknesses.
Training & Awareness - Deliver training on compliance, AML, and governance topics.
- Build client awareness of emerging regulations and risks.
Business Development & Brand Representation - Support the senior team in executing client mandates.
- Help with the origination of new business.
- Represent the firm at industry and ...