My client is a leading Investment Management and Financial Advisory firm based in North Yorkshire providing both businesses and individuals with full FinancialPlanning services.

Due to the continued successful growth of the business and the need to embrace new regulatory requirements, the business is seeking an experienced Compliance professional.

This high-profile role provides regulatory and technical advice and expertise across the Investment Managementand Financial Adviceareasin all compliance issues associated with client-facing activities.

Key deliverables in the role include:

• Understanding key compliance risks across the business and working in collaboration with the Board and Senior Management to co-ordinate and align responsibilities
• Ensuring that regulatory requirements are clearly defined and implemented throughout the client-facing functions of the business in a proportionate and cost-effective manner
• Involvement with th...