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Senior Guideline Monitoring Analyst

Company

Leadingnation

Location

singapore, singapore

Type

Full-time

Senior Guideline Monitoring Analyst

Team: Investment Operations Team within Global Operations.

Location: Singapore.

Responsibilities
  • The Analyst will support investment teams to ensure that investment transactions and holdings comply with client guidelines and regulatory requirements.
  • Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, Sentinel.
  • Performs real‑time pre‑trade support with investors.
  • Resolves post‑trade incident exceptions generated from Sentinel.
  • Works collaboratively with other Guideline Monitoring Analysts and internal teams, including Global Relationship Teams, Product Management and Portfolio Management.
  • Develops a deep understanding of investment strategies relative to client guidelines and regulatory requirements.
Qualifications
  • Working knowledge of investment types...

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