Job Description To ensure that Distribution activities are aligned to regulatory requirements and company policies.
Key Responsibilities - Conduct Risk Assessments based on company policies for third party vendors and/or service providers.
- Conduct monitoring of Distribution sales and recruitment marketing activities.
- Monitor the activities of Distribution third party vendors or service providers.
- Prepare and provide monitoring findings and reports to relevant stakeholders.
- Maintain central records for regulatory-required registers and department documentation in a timely and accurate manner.
- Any other related tasks as may be assigned from time to time.
Requirements - Bachelor’s degree in any field of study.
- 2 – 3 years of experience in Compliance, Risk Management, Sales Governance, Internal Controls, or a similar function within the financial or insurance industry.