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Senior Executive/ Manager, Compliance

Company

Phillip Securities

Location

Singapore, Singapore

Type

Full-time

Senior Executive/ Manager, Compliance

Job Summary:


We are looking for an experienced, proactive and detail-oriented Compliance officer, with at least 5 years of experience in the asset and fund management industry in Singapore or other APAC markets. The successful candidate will provide advisory and support the development, implementation, and monitoring of the firm’s compliance framework and program, ensuring alignment with local and regional regulations.


Key Responsibilities:

  • Review and monitor fund management activities, discretionary mandates, and investment advisory services for regulatory compliance.

  • Maintain and update compliance policies and procedures to reflect evolving MAS requirements and industry best practices.

  • Conduct internal compliance monitoring and surveillance across front-office, middle-office, and back-office functions.

  • Support the review and submission of regulat...

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