This position requires a diplomatic and analytical professional who can:
Be the main point of contact on all compliance related matters
Ensure continuing compliance with applicable regulatory requirements and market best practice, including anti-money laundering and sanctions compliance, marketing and distribution compliance
Ensure incidents and breaches are appropriately assessment, remediated and reported
Maintain relationship with relevant regulators and external compliance committee
Manage regulatory and licensing matters, including licence application, variation, cessations and related licensing reporting requirements
Oversee the first line to ensure compliance with applicable law, regulation and policies
Build strong relationships with relevant stakeholders and provide active advice on all compliance related matters
Support internal and external audit and regulatory reviews