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Senior Compliance Manager, Advisory (Mutual Fund Dealer) (Toronto)

Company

BMO Financial Group

Location

winnipeg, mb

Type

Full-time

Key Responsibilities

  • Champion a strong compliance and risk culture aligned with BMO’s purpose, values, and strategy, consistently modelling BMO’s values and behaviours.
  • Lead, mentor, and develop a high‑performing compliance advisory team, fostering sound judgement, accountability, continuous improvement, and a digital‑first mindset.
  • Attract, retain, and develop top compliance talent, building a strong leadership bench and ensuring sustainable team capability.
  • Act as a trusted senior advisor to business and executive leaders, providing timely, practical guidance on regulatory obligations, emerging risks, and industry best practices.
  • Influence and effectively challenge proposed solutions aligned with regulatory risk appetite and regulatory requirements ensuring regulatory adherence and integrity.
  • Provide strategic insight and regulatory recommendations to senior leadership, informed by a deep understanding of regulatory req...

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