**Essential Duties and Responsibilities:**

• Coaches and mentors less experienced supervision associates.

• Oversees supervision program for an assigned business entity to ensure supervision processes and procedures are integrated and aligned with business processes.

• Directs adjustments to existing programs, policies and procedures, as required.

• Ensures that supervision activities are commensurate with the level of risk being mitigated.

• Provides escalated support and guidance to compliance efforts in assigned business entity.

• Informs appropriate Senior Management about issues that may involve rule violations or potential liability.

• Assists Management to implement adequate controls and quality assurance processes to detect and address potential compliance & supervision problems.

• Researches compliance & supervision issues.

• Monitors exception and other internal reports for adherence with rules a...