Job Description Job Description Office of the Illinois Secretary of State Alexi Giannoulias
Job Title: Securities Enforcement Auditor I
Division: Audit & Compliance
Union: IFT
Location: 115 S LaSalle St, Chicago IL - Cook County
Salary: Range $4,695 to $8,304 monthly - commensurate with experience
Benefits:

Overview:

Performs financial and other reviews and regulatory compliance examinations of registered securities dealers, investment advisers and other entities selling securities, mineral investment contracts, mineral deferred delivery contracts or rendering investment advice; reviews periodic or annual financial filings, advises the department of the results of these reviews and examinations and recommends action to be taken; assists Securities Enforcement Auditor II employees, provides advice to attorneys and investigators, and testifies in administrative, civil and criminal proceedings....