The Risk and Compliance Associate supports the effective implementation of the Company’s Enterprise Risk Management and Compliance programs by proactively identifying, managing, and monitoring non‑financial risks and ensuring adherence to applicable laws, regulations, and international best practices.
The role serves as a key internal advocate for non‑financial risk management by assessing the effectiveness of Board‑ and Management‑approved policies, controls, and procedures, and identifying and addressing compliance gaps related to applicable regulatory requirements, including but not limited to the Omnibus Rules on Investment Houses, Anti‑Money Laundering Act, Securities Regulation Code, PDEX Trading Rules, Data Privacy Act, and related issuances.