Processing of applications for candidates who are applying to be Representatives with the Company
Execution of required due diligence checks and documentation relevant to the Fit and Proper Certification of Representatives under the Representative Notification Framework (“RNF”)
Liaison with internal and external stakeholders (e.g. Agency Leaders, Candidates, Vendor, Verifiers) to carry out the required due diligence checks
Submission of the Appointment of Representatives in designated system (s)
Timely and accurate record keeping and documentation
Ensure all processes are carried out accurately and timely in accordance with Standard Operating Procedures (“SOP”)
Identify opportunities to reduce manual work through proc...