Advance your career as a Case Assessment Officer with CIRO in Montreal, embracing a hybrid working model. Your role will focus on analyzing regulatory complaints to enhance investor protection in Canada's capital markets.
As a full-time Case Assessment Officer within CIRO's Enforcement Department, you will play a crucial role in assessing regulatory misconduct. Your responsibilities include conducting thorough investigations, compiling reports, and liaising with various stakeholders. The position demands attention to detail and strong communication skills to relay findings effectively and coordinate with other regulatory agencies.
Key Responsibilities:
• Conduct investigations into regulatory complaints thoroughly
• Collect and analyze financial documents and evidence
• Maintain comprehensive records of all assessed cases
• Prepare concise reports and communication for stakeholders
• Review daily submissions in the ComSet database
Requirements:
• University d...