Key Responsibilities:

• Manage a portfolio of clients of fund management companies to provide them compliance solutions and services


• Prepare and review regulatory reporting and surveys for clients


• Advise clients on regulatory compliance and provide regulatory updates to them


• Provide compliance advisory services such as license applications, address enquires from regulators etc


• Understand clients’ needs and request to provide guidance and support in developing and implement compliance policies and procedures for them


• Monitor the overall service delivery to clients and maintain good relationships with them