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Manager - Enforcement

Company

Abu Dhabi Global Market

Location

abu dhabi, abu dhabi emirate

Type

Full-time

Responsibilities

  • Assist in the development and effective delivery of the FSRA and Enforcement Department's Strategy and Operational Plan.
  • Support ongoing development, enhancement, and implementation of policies and procedures at both FSRA and departmental levels.
  • Conduct a range of assigned investigations, referral assessments, complaints assessments, mutual assistance matters, and regulatory action proceedings.
  • Manage and conduct complex investigations into suspected contraventions of FSRA-administered regulations and rules, including planning, project managing investigations, gathering evidence through formal powers, inspections, voluntary information requests, evidence review, securing and registering evidence, and conducting investigative interviews.
  • Prepare formal recommendations to commence investigations, detailed reports of findings, briefs of evidence, and recommendations to pursue regulatory action to address contraventi...

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