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Lead - Compliance, Monitoring & Testing

Company

Sun Life

Location

gurugram, haryana

Type

Full-time

Job Description

:

Overview:

As a Lead - Monitoring & Testing, you will execute compliance testing engagements to assess the design and operating effectiveness of key regulatory controls across business units for Asia. You will play a critical role in strengthening the Regulatory Compliance Management (RCM) framework by identifying control gaps, driving remediation, and providing data-driven insights to stakeholders

Your scope of work / key responsibilities:

1. Testing Execution & Planning

  • Develop and execute risk-based compliance test plans using standardized methodologies
  • Define scope, sampling approach, and testing procedures
  • Ensure consistency, quality, and adherence to enterprise testing standards
  • 2. Fieldwork & Control Assessment

  • Perform control walkthroughs and substantive sample testing to assess control design and operating effectiveness
  • Apply data analytics techniques for sample s...
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