Ensure that the onboarding and review requirements are in accordance with Bank’s AML/KYC standards and regulatory requirements
Ensure the relevance and completeness of KYC information (in partnership with the RM) and performs appropriate due diligence checks and information searches
Review and corroborate KYC information submitted by RM
Assist RM in completing the Client Acceptance Form, Client profiling in ICE or any relevant inquiries/tasks as well as related checklists, forms and reports related to the account to allow approval of the account
Oversee end-to-end account opening/ review process of the account
Escalate any red flag/ alerts timely if appropriate and follow up with the RM on client onboarding/client review related matters and for escalated/prioritized cases
Prepare reports for management reporting to facilitate relevant reviews and strengthen the control procedures and process <...