Head of Compliance (Licensing/ FX brokerage) My client is a financial services company and is looking for a Head of Compliance / Compliance Officer role.
Job Description - Lead the global compliance framework and manage the full licensing lifecycle, acting as the primary liaison with international regulators.
- Establish and enhance risk‑based AML/KYC policies, monitor suspicious transactions, and perform MLRO functions to ensure regulatory adherence.
- Review trading instruments and marketing materials to mitigate risks associated with copy trading, automated strategies, and misleading claims.
- Monitor for abnormal trading behaviors such as arbitrage or latency abuse in collaboration with the Risk and Trading teams.
- Develop internal SOPs, support external audits, and ensure global compliance with data protection regulations such as GDPR and PDPA.
Requirements - Bachelor's degree in Law, Finan...