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Head of Compliance

Company

Justforex

Location

ajman, ajman

Type

Full-time

  • Own the CMA (SCA) license application end-to-end: documentation, submissions, regulator meetings, and responses to queries
  • Be named as the designated Compliance Officer; obtain and maintain personal fit & proper approval
  • Serve as the Company`s primary liaison with relevant regulatory authorities.
  • Design the UAE Compliance Framework: policies manual, compliance monitoring program, internal controls register, and client classification
  • Prepare and submit the Annual Compliance Report (ACR) and semi-annual internal controls reports to the CMA
  • Act as the named MLRO with full statutory responsibility, register and maintain MLRO designation on the UAEFIU goAML system
  • Build the Compliance Management Framework (CMF) specifically for Category 5 activities: Investment Intermediation, Client Classification (Retail vs. Professional), and Suitability Assessments
  • Manage the end-to-end STR lifecycle: alert review, investigation, goA...

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