Analyzing and assessing several Wealth Management Risks assumed by the business.
Controlling Market-, Credit-, Operational-, Legal- and Compliance-Risks.
Identifying and evaluating the effectiveness of controls designed to address those risks.
Providing practical, innovative, and value‑added solutions to issues identified.
Preparing reports of audit findings for senior management at local, global, functional and Group levels.
Regularly and openly communicating with senior management on any findings or risks that they are facing.
Monitoring the results, risk profile and developments within Wealth Management and Risk & Compliance and providing input for periodically reassessing the audit plan.
Qualifikation
Master or Bachelor / CPA or CIA, as an advantage.
Experience in audit, compliance, 2nd LoD, or internal control are...