File Auditor – Insurance Compliance

Job Market – Insurance / Compliance

File Auditor – About the role

My client are looking for experienced FCA / Compliance / Insurance professionals to join their growing team who are responsible for evaluating and improving the effectiveness of internal controls, risk management, and governance processes within their Insurance Broker business.

The role focuses on operational, financial, and compliance audits, ensuring that business activities are conducted efficiently, accurately, and in line with regulatory and company standards.

File Auditor – Key duties

Evaluate compliance with applicable insurance regulations, internal policies, and procedures

Conduct audits to ensure adherence to FCA requirements, conduct standards, and company policies.

Prepare clear and structured audit reports via online audit portals outlining findings, risks,

and recommendations

Identify operational, finan...