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Distribution Compliance Manager

Company

Prudential Assurance Company Singapore

Location

singapore, singapore

Type

Full-time

Job Profile Summary

In this role, you will support the team in undertaking regulatory competency reviews on the agency force, in accordance with regulatory, industry and company requirements on supervision, coaching, meeting and sales competency. You will also be involved in compliance reporting, misconduct analysis, data support, for distribution channels.

Job Description
  • Deliver compliance reporting, misconduct analysis and analytics support for distribution channels within stipulated timelines.
  • Oversee data‑supported assessment of suspected agency misconduct, including trend consolidation, investigation support and documentation of findings.
  • Prepare and review accurate, well‑structured reports, dashboards and management information for internal stakeholders and regulators.
  • Support oversight of surveillance activities, ensuring timely follow‑ups and remediation tracking.
  • Engage distribution channels to obtain re...

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