Performs basic AML and WU compliance trainings to Branch and Sub-agent Tellers
2. Transaction Monitoring
Flags trends and patterns noted for possible Compliance findings for review of Team Leader prior to discussion with Business Development Head (for sub-agents) and Line Leaders (for Branches)
Consolidates all Compliance findings prior to filing of interdictions or sanctions to a cited location
Asks for Proof of Payments in order to verify if noted trends and patterns could be validated through documentation
Updates the Compliance Transaction Monitoring Program Guide to include additional and applicable trends and patterns
Prepares drafts of reports and submits within standard turnaround time (TAT) for review of Team Leader
Follows through with the Business Units the effectiveness of implementation of the Audit recommendations or the failures o...