Compliance Role Lloyds Broker

Salary: Not specified

Location: Southend on Sea, Essex

Job Type: Permanent

Ref: SJP

You will need to be able to cope with a busy work environment dealing with varied tasks throughout the day.

Reporting directly to Head of Risk & Compliance you will be responsible for the following duties:

Assisting in the company’s compliance duties which include:

• Conduct Compliance monitoring and audits of the significant business processes to provide the business with assurance on FCA regulated business areas.
• Ensure compliance requirements are adhered to.
• Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department’s working papers as necessary.
• Provide guidance/sign off on financial promotions.
• Understand and implement oversight and audit requirements in accordance with SYSC ru...