Job Purpose
Regulatory and Internal Policy compliance
Job Responsibilities(JR) :
Actionable
Core Compliance
- Initial Compliance Review through Task central for all new and amended regulation (existing circular/regulation if not part of cermo database also to be included)
- Ensure CERMO data is update and co-ordinate self-certification reviews
- Regulatory clarifications
- Approval of Policies, Product Notes, Process Notes – ensure regulatory guidelines as per cermo database is incorporated and controls defined to ensure sustenance of compliance)
- Map the control document to every regulation para which will be referred by compliance testing during their review, ensure approval through idreams
- Compliance Risk Assessment
- Ensuring that the Bank is in Compliance with the relevant guidelines issued by various regulators in respect of the assigned functional areas, including Compliance Reviews
- Review new products, procedures, system implementation w...