Our client is looking for an Compliance Officer to take ownership of the compliance framework and act as a trusted advisor to senior stakeholders. This role offers the opportunity to build, shape, and continuously enhance compliance structures in a fast-growing, regulated capital markets environment.

You will work closely with management and operational teams, translating regulatory requirements into practical, scalable solutions that support business growth while maintaining the highest regulatory standards.

Aufgaben

• Design, implement, and further develop the firm’s internal compliance framework


• Ensure adherence to applicable legal, regulatory, and internal requirements (including WpIG, WpDVerOV, MaComp, MAR, GwG)


• Develop and maintain a risk-based compliance programme aligned with the business model


• Prepare and present the annual compliance report to senior management


• Design, deliver, and docum...