Reference: PE -HP -2
Our Client, a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), develops and delivers unique compliance, risk management, practice management, and business intelligence services.
Two vacancies exist within the current structure, which requires an experienced Compliance Officer to be based in the Port Elizabeth and East London offices , respectively.
ROLES AND RESPONSIBILITIES:
Reporting to the Regional Manager, performance areas include, but are not limited to:
To effectively deliver quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA. To grow the Company's Eastern Cape client base by marketing all the company's services to non-company clients. To market all services to the existing company client base. To assist the company r...