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Compliance Manager

Company

Krisvconsulting Services Pte Ltd

Location

Singapore, Singapore

Type

Full-time

The Compliance Manager will ensure adherence to regulatory requirements and internal policies, supporting the firm's Capital Markets and Investment Banking activities.

Key Responsibilities

  • Provide regulatory advisory to business units on MAS regulations and global compliance standards
  • Monitor trading activities to detect market misconduct (e.g., insider trading, market abuse)
  • Oversee KYC/AML processes and client onboarding reviews
  • Liaise with regulators and manage regulatory submissions and audits
  • Develop and deliver compliance training programs
  • Maintain and update compliance policies and procedures

Requirements

  • 6–12 years of compliance experience within financial institutions
  • Strong knowledge of MAS regulations and AML/KYC frameworks
  • Experience supporting Global Markets or Investment Banking businesses
  • Excell...

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