We are seeking an experienced Senior Compliance Manager to oversee the compliance function of a CMA-regulated financial institution. The successful candidate will be responsible for ensuring compliance with all applicable CMA regulations, AML/CFT requirements, corporate governance standards, and internal policies while acting as the primary liaison with regulators.
Key Responsibilities Regulatory Compliance - Ensure ongoing compliance with all applicable CMA rules, regulations, and licensing requirements.
- Monitor regulatory developments and advise management on regulatory implications.
- Lead regulatory reporting and submissions to the CMA.
- Manage regulatory inspections, audits, and inquiries.
- Serve as the key contact point with the CMA and other relevant authorities.
Compliance Monitoring & Risk Management - Develop and implement the annual compliance monitoring plan.
- Conduct compliance revie...