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Compliance Manager

Company

Lutine Bell

Location

Cardiff, United Kingdom

Type

Full-time

Compliance Manager Marketing Distribution

London - 2-3 days per week in the office

Lutine Bell are working with a leading Asset Manager who are looking to appoint a Compliance Manager Marketing Distribution into their expanding Compliance function.

You will provide high quality advisory compliance support to the Product Provider Oversight team and will be required to provide independent compliance oversight, advice, guidance and training.

Key Responsibilities:

  • Provision of written and oral compliance advice and guidance to L&G Asset Management’s Marketing and Distribution teams
  • Review marketing materials and provide timely advice about marketing and disclosure requirements for UK funds
  • Participate in regulatory change projects and business led projects, assessing regulatory requirements and risks. Provide compliance support, oversight and advice to projects. Attend working meeting...

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