We are seeking a proactive and detail-oriented Compliance & Legal Executive to support compliance, governance and legal matters of the firm, a licensed fund management company (“LFMC ”) in Singapore.
Key Responsibilities - Assist the compliance officer with compliance with MAS regulations and internal policies
- Assist the compliance officer with compliance with the laws and regulations relating to anti-money laundering, countering the financing of terrorism and countering of proliferation financing (“AML/CTF/CPF”) (including doing customer due diligence and ongoing monitoring), and to FATCA and CRS
- Assist in preparation of regulatory reports and filings
- Track compliance deadlines, legal deal flow, and governance records
- Maintain accurate records for audit and reporting purposes
- Coordinate execution of documents and maintain proper compliance and legal filing systems
- Stay updated on new MAS ...