Compliance Executive

Company

Dormont Manufacturing Co

Location

abu dhabi, abu dhabi

Type

Full-time

            Compliance & Money Laundering Reporting Officer  Compliance Officer  Liaising with the regulator for compliance‑related matters. 
Keeping up to date with the relevant regulatory rules, regulations and requirements. 
Reviewing and drafting compliance and internal control procedures, ensuring they are in adherence with compliance manuals and applicable legislation. 
Ensuring the Compliance Manual and related documents are kept up to date. 
Providing guidance to senior management and employees on regulatory compliance matters. 
Administering policies related to conflict of interests, personal account transactions, and use of marketing material. 
Overseeing staff awareness and training on compliance matters; providing necessary training to employees and enhancing compliance culture. 
Handling communications with the regulator, obtaining approvals as needed, and notifying the regulator as required for all ...
        

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Compliance Executive

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