We are working with a large wealth management business looking to hire a Compliance Analyst to join their team in a role which will focus largely around regulatory horizon scanning. Assisting with the implementation of regulatory change across the business.
Alongside this there will be other Compliance duties including, but not limited to, working on the Compliance Monitoring program and creating MI
Job Requirements:
Monitor regulatory developments and horizon scan for emerging rules affecting the wealth management sectorBuild deep knowledge of the firm’s proposition to assess and apply regulatory change across the businessDraft clear regulatory communications for stakeholders, including Senior ManagementSupport implementation of regulatory developments across Compliance and the wider businessProduce and maintain management information for the BoardContribute to the Compliance Monitoring Programme through regular...