Assist with ACA service offerings including, but not limited to: Regulatory filings; Expert network chaperoning; Anti-money laundering support; Electronic communication review; Code of ethics and personal trading reviews; Marketing review. 

Analyze clients’ books and records for potential regulatory issues. 

Interpret complicated and nuanced documents to identify potential regulatory risks.

Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks.

Draft reports for clients summarizing ACA’s review and any findings from such reviews.

Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiative...