Elevate compliance standards with Questrade Financial Group as a Client Onboarding Compliance Analyst. Leverage your expertise to ensure efficient client account processing in a hybrid work environment.
Join Questrade’s Compliance Client Onboarding team, where you'll play a key role in reviewing and approving client accounts and trades per IIROC/FINTRAC regulations. This position necessitates excellent organizational skills and strong communication abilities to enhance the customer experience while adhering to regulatory compliance.
Key Responsibilities:
• Review and approve or reject client account applications
• Conduct due diligence on new and existing client accounts
• Support sales and customer service in onboarding inquiries
• Maintain knowledge of current regulatory updates
• Liaise with different business units on account issues
Requirements:
• Minimum 2 years of experience in a CIRO-regulated environment
• Proficient in MS Excel and compliance pro...