Job Summary

This role is responsible for providing support to Wealth Management Group (WMG) in operationalizing policies by creating guidelines, procedures and process flows. In addition, the Business Process and Risk Manager provides system enhancement and development support in relation to WMG’s internal systems.

How will you contribute?

• Act as Deputy Compliance Officer (DCO) or the Deputy Operations Risk Officer (DORO) to perform activities (e.g., compliance testing, control sample testing, etc.) related to DCO and DORO functions to ensure compliance on risk, regulatory and governance requirements.
• Reviews Bank and regulatory policies and circulars and perform gap analysis based on its applicability to Wealth Management Group.
• Ensures External Service Providers (ESP) are compliant with the requirements for accreditation.
• Ensures Service Level Agreements and ESPs renewal requirements compliance. Conduct Annual Perf...