**Licenses/Certifications:**

+ **SIE required** (prior to start) _provided that an exemption or grandfathering cannot be applied._
+ **Series 7 License required,** _or ability to obtain within 120-days._
+ **Series 63 (or 66) License** **required** , _or ability to obtain within six (6) months._

**Responsibilities** :

+ Supervise others working within established operational systems.
+ Contribute to the development of annual and longer-term business plans; forecast performance against business’ key performance indicators (KPIs); develop business cases for key activities/projects; and estimate the financial and human resources required to deliver performance targets.
+ Communicate the local action plan; explain how this relates to the function strategy and action plan and to the broader organization's mission and vision; motivate people to achieve local business goals.
+ Develop and propose own performance objectives; take appropriate a...