The Sec & Derivatives Mgr is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.
Responsibilities:
Execute securities transaction processing related to Securities Clearance Settlement and Derivative OperationsFormulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goalsServe as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clientsEscalate control gaps and issues to senior management as neededIdentify ...