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AVP - Control Room Compliance (1 year contract)

Company

Charterhouse Partnership | Asia

Location

singapore, singapore

Type

Full-time

Fantastic and rare Control Room Compliance opportunity with a reputable and forward looking buy side organisation based in Singapore. It is a 1 year contract role. NO WORK VISA SPONSORSHIP IS PROVIDED!


Main responsibilities : -


  • Performs all aspects of the daily operations of the Control Room, including but not limited to reviewing insider lists, wall crossings, advising on the assessment of material non-public information, imposing dealing restrictions and approving requests for personal investments by staff.
  • Work closely with the Technology Group and their vendors to enhance their existing systems to ensure that their controls remain robust and effective.
  • Monitor and identify changes in investment/trading and operational activities and global regulatory developments that justify an update to existing policies or the development of new processes to ensure that Information Barrier and Personal Investments P...

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