Ensure all actions undertaken by this role are compatible with the bank’s obligation to operate in accordance with the FCA Principles for Business and with the requirements of other regulators across Europe.
Conduct a comprehensive assessment of systems and controls of the BPCE Equipment Solutions activities in the UK following a risk based approach and interpret and apply UK, French and European banking regulations.
Check the correct application of procedures as well as legal and regulatory requirements regarding especially:
counterparty risk management and quality of credit commitments;
security of processing and IT systems;
efficiency of the permanent controls mechanism;
quality of accounting and financial information
Conduct and lead allocated audits and report accordingly, to make recommendations for the improvement of controls and governance and, where possible, efficiency