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AML Surveillance Analyst

Company

Interactive Brokers

Location

Mumbai, Maharashtra

Type

Full-time

Responsibilities

The role has regional responsibility and will involve:

  • Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.
  • Communicate with clients on monitoring and surveillance-related matters.
  • Reviewing and providing suggestions to enhance existing surveillance systems/reports.
  • Implement approved enhancement changes and changes required due to regulatory changes.
  • Staying up to date with changes in market conduct, AML and other related regulations,
  • Staying up to date with APAC and international developments in relevant areas of regulations and law.
  • Required Qualifications and Skills:

  • Familiarity with AML/CTF Rules.
  • Fluency in English (both written and spoken) is essential.
  • Good communication skills and client service experience would be advantageous.
  • Good quant...
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