Location: Abu Dhabi

Department: Operations, Transfer Agency

Employment Type: Full Time

• AML screening to ensure investor compliance with money laundering
• All Investor Types Considered (individual, nominee, entities, trusts, partnerships etc.)
• Collection and Identification of Beneficial Owners and Shareholders
• Upfront and ongoing screening of investor and associated parties (UBOs, directors, trustees etc.)
• PEP identification and Reporting Registration and Static Data:
• Maintain Investor Registers, including all static data such as address, emails, PEP, investor risk classification and tracking of KYC renewal date under Continuous Monitoring Program.
• Distribute Investor Communications/ mailings via manual email, portal or system generated Dealing & Cash:
• Receive and Process Subscriptions, Redemptions, Transfers, and Switches