Compliance Manager

  • Company:
  • Location:
  • Salary:
    negotiable / month
  • Job type:
  • Posted:
    2 days ago
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Responsibilities: Manage and implement OSFI E-13 Regulatory Compliance Management Program ( RCM); Manage RCM tool as 2nd line of defense and roll out to 1st line of defense; Manage RCM program planning, execution, reviewing, testing and reporting; Document and mapping controls, identify control gaps and recommend action plans; Partner with process owners in the establishment and on-going assessment of controls; Maintain RCM process documentation (policies, procedures, narratives and control matrices, etc.); Track and monitor controls, gaps, remediation and action plans, communicate to management; Provide training and coaching to first line of defense about the program and tools; Generate and tracking reports such as program status report, controls report, gap and remediation report; Act as liaison between business lines, Compliance and Internal Audit; Perform other ad-hoc duties. Requirements/Qualifications: Bachelor’s degree or equivalent experience; Minimum 3-5 years relevant internal controls, testing and compliance experience in the Canadian Banking Industry; Banking RCM, SOX, Ethidex, project management skills preferred; Familiarity with OSFIE-13, AML, Bank Act, Privacy and CASL regulations; Ability to work in a timeline driven environment; Excellent written and verbal communication and collaboration skills.